Charles Matthee

Risk Advisory Lead

About

Charles is a seasoned professional with 30 years hands-on experience in some of the world’s largest financial institutions including Investment Banking, Asset and Investment Management and Commerce and Industry. 

Trusted advisor to Board, iNED and C-suite executives on Non-Financial Risk management including active ongoing regulatory agency supervisory relationships. Proven ability to lead and manage Risk functions in a complex and rapidly changing environment. Strategic thinker and problem solver with a track record of developing Risk management frameworks that protect the interests of the company while ensuring regulatory compliance.

Charles’s recent assignments have included investment /asset managers, global insurer, information provider, and smaller challenger banks. He was previously the  Chief Operating Officer for UBS Middle Office / Operations in both the Fixed Income and Equities businesses.

His former roles include operational risk transformation, advisory and framework lead at Bank of America and the Head of Non-Financial risk Transformation at Standard Bank Plc. He has also led a third-party Risk Management  (‘TPRM’) programme implementation for a FTSE 100 asset manager in London.

Charles  has extensive experience of analysing and implementing multi jurisdiction Risk regulations impacting financial institutions through to regulatory agency engagement and approval.

Charles Matthee

Risk Advisory Lead

Bio

Charles is a seasoned professional with 30 years hands-on experience in some of the world’s largest financial institutions including Investment Banking, Asset and Investment Management and Commerce and Industry. 

Trusted advisor to Board, iNED and C-suite executives on Non-Financial Risk management including active ongoing regulatory agency supervisory relationships. Proven ability to lead and manage Risk functions in a complex and rapidly changing environment. Strategic thinker and problem solver with a track record of developing Risk management frameworks that protect the interests of the company while ensuring regulatory compliance.

Charles’s recent assignments have included investment /asset managers, global insurer, information provider, and smaller challenger banks. He was previously the  Chief Operating Officer for UBS Middle Office / Operations in both the Fixed Income and Equities businesses.

His former roles include operational risk transformation, advisory and framework lead at Bank of America and the Head of Non-Financial risk Transformation at Standard Bank Plc. He has also led a third-party Risk Management  (‘TPRM’) programme implementation for a FTSE 100 asset manager in London.

Charles  has extensive experience of analysing and implementing multi jurisdiction Risk regulations impacting financial institutions through to regulatory agency engagement and approval.

Request the Report

Complete the form below to download the document

Download now

Complete the form below to download the document

Get in touch

Please complete your details below and a member of team will respond.
I am interested in (check all that apply):

Thank you — Your Submission Was Successful

Your submission has been received and a member of our team will be in touch shortly.

Skip to content