Charles is a seasoned professional with 30 years hands-on experience in some of the world’s largest financial institutions including Investment Banking, Asset and Investment Management and Commerce and Industry.
Trusted advisor to Board, iNED and C-suite executives on Non-Financial Risk management including active ongoing regulatory agency supervisory relationships. Proven ability to lead and manage Risk functions in a complex and rapidly changing environment. Strategic thinker and problem solver with a track record of developing Risk management frameworks that protect the interests of the company while ensuring regulatory compliance.
Charles’s recent assignments have included investment /asset managers, global insurer, information provider, and smaller challenger banks. He was previously the Chief Operating Officer for UBS Middle Office / Operations in both the Fixed Income and Equities businesses.
His former roles include operational risk transformation, advisory and framework lead at Bank of America and the Head of Non-Financial risk Transformation at Standard Bank Plc. He has also led a third-party Risk Management (‘TPRM’) programme implementation for a FTSE 100 asset manager in London.
Charles has extensive experience of analysing and implementing multi jurisdiction Risk regulations impacting financial institutions through to regulatory agency engagement and approval.
Charles is a seasoned professional with 30 years hands-on experience in some of the world’s largest financial institutions including Investment Banking, Asset and Investment Management and Commerce and Industry.
Trusted advisor to Board, iNED and C-suite executives on Non-Financial Risk management including active ongoing regulatory agency supervisory relationships. Proven ability to lead and manage Risk functions in a complex and rapidly changing environment. Strategic thinker and problem solver with a track record of developing Risk management frameworks that protect the interests of the company while ensuring regulatory compliance.
Charles’s recent assignments have included investment /asset managers, global insurer, information provider, and smaller challenger banks. He was previously the Chief Operating Officer for UBS Middle Office / Operations in both the Fixed Income and Equities businesses.
His former roles include operational risk transformation, advisory and framework lead at Bank of America and the Head of Non-Financial risk Transformation at Standard Bank Plc. He has also led a third-party Risk Management (‘TPRM’) programme implementation for a FTSE 100 asset manager in London.
Charles has extensive experience of analysing and implementing multi jurisdiction Risk regulations impacting financial institutions through to regulatory agency engagement and approval.
Una perspectiva mensual curada sobre el liderazgo, la evolución de la carrera ejecutiva y las fuerzas que configuran el futuro del trabajo.
Desde los momentos cruciales de la carrera profesional hasta las tendencias emergentes en liderazgo, estrategia y tecnología, proporcionamos ideas que capacitan a los ejecutivos para navegar por el cambio y aprovechar las oportunidades.
Sheffield Haworth es una consultora global fundada en 1993. Tenemos un historial de colocación de ejecutivos en puestos de alto impacto año tras año, proporcionando a los clientes una ventaja competitiva en un mundo que cambia rápidamente. Nuestra visión es ser la consultora global líder en personas y cambio transformacional.
