SH Consulting - Risk & Regulatory Practice

The Risk & Regulatory practice at SH Consulting continues to help our clients understand the regulatory landscape and navigate each new complexity in an ever-evolving environment.

 

Post Covid-19 we continue to see Digitalisation, Efficiency and Risk as the key market forces. The sector landscape of complex regulatory change, political uncertainty, and rapid technological developments create challenges for institutions to maintain compliance & profitability. In addition to the vast amount of change at rapid pace, we guide clients in the shift in approaches taken by regulators & financial institutions.

Key Themes:

Regulation & Compliance

Deliver timely solutions that address the upcoming pipeline of regulatory changes while navigating complexity, uncertainty and regional variances and maintaining internal operating consistency.

Change Delivery

Conduct programme management and transformation in a controlled, integrated, agile fashion and executed holistically with a forward-looking view to enable future change.

Data & Technology

Keep up with the changing pace of tech by developing and execute realistic data strategies which are flexible, efficient, support future demand, and are integrated and leveraged for firmwide benefit.           

Culture & Conduct

Instils a strong risk culture to address the increased regulatory focus in this area, promote sustainable compliance through improved monitoring, and increase individual awareness and accountability.        

Typical Areas of Engagement

  • Regulatory Programmes – Programme Leadership and SME workstream leads for Brexit, Derivatives Reform, EMIR, FinfraG, FRTB, LIBOR Transition, CSDR, MiFID II Remediation & SFTR.
  • Quantitative Advisory & Delivery – Development, documentation and validation expertise for CCAR, TRIM (CCR and VaR) CECL, FRTB, LIBOR Transition and SFTR. Including Pillar II – Economic Capital activities.
  • Stress Testing – Scenario Generation, Process Efficiency as well as COVID – 19 impacts.
  • Regulatory Change Framework and Architecture – New Operating Model for Delivering Regulatory Change
  • Governance Framework and PMO Mobilisation – Brexit, BCBS 239 and LIBOR Transition.
  • Culture & Conduct – Governance Framework Reviews, Challenge and Continuous Improvement, Scenario Testing and SMCR Framework, Certification and Attestation.

To hear our perspective on the risk and regulatory landscape and how we can help you navigate through the complexities of the new environment please contact Adriaan Hugo.